Risk assessment and risk management
The Conference of the Parties serving as the meeting of the Parties to
the Cartagena Protocol on Biosafety,
Recalling its decision BS-II/9, on risk assessment and risk management,
Recalling the important role of risk assessment in decision-making,
and that Article 23 of the Protocol on Public Awareness and Participation,
and Article 26 of the Protocol on Socio-Economic Consdieration are relevant
to decision-making on import of living modified organisms,
1. Welcomes the report of the Ad Hoc Technical Expert Group on Risk
Assessment (UNEP/CBD/BS/COP-MOP/3/INF/1), expresses its gratitude to
the Government of Italy for its financial and organizational support to the
meeting, and also expresses its gratitude to the Chair and members of
the Ad Hoc Technical Expert Group for their work;
A. Existing guidance and information to support risk assessment
2. Requests the Executive Secretary to:
(a) Expand the compilation of available guidance documents on risk assessment
and risk management contained in the Biosafety Information Resource Centre
of the Biosafety Clearing-House, taking into account inter alia the
numerous references in the report of the Ad Hoc Technical Expert Group to existing
guidance materials;
(b) Provide an overview, through the Biosafety Clearing-House, showing the
scope and applicability of each guidance material (e.g., for plants, animals
or micro-organisms; for specific types of risk pathways; for particular traits;
for particular receiving environments, etc.);
3. Invites Parties, other Governments and relevant organizations to
provide the Biosafety Clearing-House with additional links to databases and
information sources relevant to risk assessment and risk management, and, where
possible and appropriate, translate relevant information into one or more languages
that are commonly used internationally;
4. Encourages Parties and other Governments, in submitting risk assessment
summaries to the Biosafety Clearing-House in accordance with Article 20 of
the Protocol, to include details regarding how particular challenges have been
addressed and how existing information has been used to support risk assessments;
5. Encourages Parties and other Governments to put in place mechanisms
for ensuring sharing of information among government agencies and other stakeholders
at the national and regional level dealing with, inter alia, environment
and human health issues related to biosafety;
6. Urges relevant United Nations bodies and other organizations that
deal with biodiversity and human health issues to continue to collaborate,
as appropriate, with regard to biosafety;
B. Potential need for additional guidance
7. Recalls that, according to paragraph 6 of Annex III of the Protocol,
risk assessment should be carried out on a case-by-case basis;
8. Notes that there is existing guidance related to risk assessment
and risk management for living modified organisms, but that it is possible
that additional guidance may be required on specific aspects of risk assessment
and risk management such as guidance focused on particular types of living
modified organisms, particular intended uses of living modified organisms,
particular types of risks, particular receiving environments, long-term monitoring
of living modified organisms released into the environment, or on the relationship
between and the involvement of Competent National Authorities responsible for
risk assessment in conservation and sustainable use of biological diversity;
9. Decides to consider, at its fourth meeting, the need for further
guidance on specific aspects of risk assessment and risk management, and the
appropriate modalities for development of any such guidance such as a further
meeting of the Ad Hoc Technical Expert Group on Risk Assessment, taking into
account inter alia:
(a) The compilation and overview of guidance materials that will be provided
through the Biosafety Clearing-House in accordance with paragraph 2 above;
(b) The results of the regional workshops on capacity-building and exchange
of experiences on risk assessment and risk management called for in paragraph
2 of decision BS-II/9; and
(c) The ongoing work of relevant United Nations bodies and other organizations;
10. Calls upon Parties, other Governments and donor organizations
to make funds available to the Executive Secretary as soon as possible to enable
the regional workshops referred to in paragraph 9(b) above to be held
in advance of the fourth meeting of the Parties, as requested in decision BS-II/9,
and also invites Parties, other Governments and organizations with relevant
experience in risk assessment and risk management to offer to share their experiences
and expertise at the regional workshops;
C. Capacity-building
11. Recalls the emphasis given to risk assessment and other scientific
and technical expertise, and risk management, as key elements requiring concrete
action, in the Action Plan for Building Capacities for the Effective Implementation
of the Cartagena Protocol on Biosafety;
12. Notes the need for adequate financial resources to build human
and infrastructure capacity in the long-term;
13. Urges Parties, other Governments and relevant organizations to
promote South-South and north-south partnerships as a means to increase the
capacity available to Parties to implement the risk assessment and risk management
provisions of the Protocol;
14. Urges Parties and other Governments to promote cooperation and
synergies at national and regional levels between agencies and experts in order
to draw widely on the experience and expertise relevant to risk assessment
and risk management;
15. Requests the Executive Secretary to collaborate with relevant
organizations such as the Food and Agriculture Organization of the United Nations,
to promote networking and interlinkages between experts in risk assessment
of living modified organisms and experts in other relevant fields of risk assessment
and risk management (e.g., plant health, animal health, food safety), using, inter
alia, Internet portals such as the Biosafety Clearing‑House and the
International Portal on Food Safety, Animal & Plant Health;
16. Encourages Parties and other Governments to invite universities
and colleges to develop and/or expand degree-granting programmes that focus
on training biosafety professionals;
17. Encourages Parties, other Governments and relevant organizations
to promote, develop, and/or participate in, as appropriate, exchange and scholarship
programmes related to biosafety;
18. Encourages relevant donor Governments and organizations to support
and/or develop, as appropriate, particularly in developing countries, in particular
least developed and small island developing States among them, and megadiverse
countries, practical training activities in the following areas:
(a) Interdisciplinary teamwork in the context of risk assessment and risk
management;
(b) Research to support risk assessment and how to conduct risk assessment
and risk management;
(c) Knowledge management, including how to find, use and interpret existing
information, how to identify and address need-to-know gaps in information,
and how to present risk assessments;
19. Encourages relevant donor Governments and organizations to support,
strengthen, or where appropriate, to assist with the establishment of testing
and detection facilities for living modified organisms, as well as regional,
sub-regional and national centres of excellence in biosafety research;
20. Encourages Parties, other Governments and relevant organizations
to share information related to risk assessment and risk management of living
modified organisms through the Biosafety Information Resource Centre of the
Biosafety Clearing-House, as well as through other Internet and non-Internet
based mechanisms;
21. Encourages relevant donor Governments and organizations to fund
and support risk‑assessment and risk-management research.